Complaint Inquiry Submission

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Tell us about yourself

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Tell us about yourself I am an investor (client of an investment firm) or I'm acting on behalf of an investor
Tell us about yourself I am an issuer of securities or acting on behalf of an issuer
Tell us about yourself I am a registrant (advisor with an investment or mutual fund firm) with a question
Tell us about yourself I am a registrant with a complaint about another registrant, investment firm or trading activity on Canadian markets
Tell us about yourself I believe I am a Whistleblower
Tell us about yourself I am a former registrant looking for my NRD number
Tell us about yourself I am a registrant/former registrant with continuing education questions
Tell us about yourself I am a former registrant or want to become a registrant (advisor) and I have questions about course validity or registration requirements
Tell us about yourself I work at an investment or mutual fund dealer
Tell us about yourself I am with the media
Tell us about yourself I am none of the above